Invite Your Entire Staff to Tune in:
  • Chief Compliance Officers
  • Compliance Managers
  • General Counsel
  • Senior Managers

One registration & a speaker phone is all you need!


Panel of Experts:

Jason Egan, deputy general counsel, Massachusetts Office of Consumer Affairs and Business Regulation.

Beth Boland, partner, Bingham McCutchen LLP, concentrates her practice on consumer/shareholder class actions, corporate governance and securities issues. Ms. Boland has particular expertise in class actions involving claims of invasion of privacy, and has represented numerous clients in connection with government investigations, including those involving data breaches at the Massachusetts Attorney General’s Office and the Office of Consumer Affairs and Business Regulation.

Buddy Doyle, founding principal and managing director of Oyster Consulting LLC, is a former senior vice president of Wachovia Securities LLC. With more than 21 years of security industry experience, Mr. Doyle has held leadership roles in operations, finance, commodities, technology and compliance. Right before joining Oyster, he was responsible for the technology that supports the compliance and control environment for Wachovia’s retail brokerage division.

Keith Marks, partner, Ascendant Compliance Management, Inc., provides consulting, on-site mock exams and registration services to investment managers, including wealth managers, institutional advisers, hedge funds, wrap fee sponsors, and family offices. Mr. Marks previously was an instructor for the Center for Compliance Professionals, and the director of investment advisor services at National Regulatory Services.  He also previously practiced law in Hartford, Connecticut and served as a law clerk in Connecticut’s Supreme Court and Appellate Court.

Maureen Young, a partner in the San Francisco office of Bingham.

About the Webinar:

This webinar was originally recorded February 23, 2010, 2:00 – 3:30 p.m., but due to the overwhelming demand for the recording, we have made it available on CD for your convenience.

100% Money-Back Guarantee:

If you do not get the guidance you need, we’ll refund your entire registration fee. 100% Guaranteed!

Sponsor

Webinars are sponsored by IA Week, a publication of IA Watch, the nation’s leading provider of practical guidance and regulatory advice to compliance professionals in the advisory industry and BD Week, the nation’s leading provider of practical guidance and regulatory advice to compliance professionals in the brokerage industry.

No matter where your firm is located, if you have customers in Massachusetts, their personal information is subject to safeguards required under Massachusetts’ comprehensive, new data security rule – key portions of which are being implemented March 1.

Find out key provisions of the rule, hear directly from a regulator who helped craft final amendments to the rule, and get practical tips to comply. Sign up for this jointly sponsored IA Watch/BD Week Webinar Protecting Confidential Client Communications: Getting Ahead of the Massachusetts Data Protection Rule, and you will hear directly from the Massachusetts Office of Consumer Affairs and Business Regulation’s deputy general counsel and other industry experts.

Purchase the CD of the February 23rd webinar, Protecting Confidential Client Communications: Getting Ahead of the Massachusetts Data Protection Rule and discover:

  • What you’re required to do under the rule
  • What should be in a written information security program
  • What provisions you should include in your third-party contracts
  • Particulars about the rule’s encryption requirements
  • What steps you should immediately take to get on the right track
  • What you should do in the event of a security breach
  • Tips on training employees
  • Computer system security requirements
  • And much more

YES, please rush me a copy of the CD and the speaker presentation materials of the webinar, Protecting Confidential Client Communications: Getting Ahead of the Massachusetts Data Protection Rule for $195 [TA1936CD].


3 Ways to Order

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*Please allow 2-4 weeks for delivery
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Sponsored by: 
IA Week and IA WatchIA WeekIA Watch
Webinars are sponsored by IA Week, a publication of IA Watch, the nation’s leading provider of practical guidance and regulatory advice to compliance professionals in the advisory industry.

© 2010 IA Watch