Search
SEARCH RESULTS
Your search for 'National Stock Exchange' returned 7 results.

Filtered by:
All (7)
News & Guidance (2)
Laws & Regs (5)
Compliance Toolbox (0)

A Rose is a ROSE, is a ROS, is an R
4/13/2007
What's in a name, you might ask, or a ticker symbol? Apparently a lot, for now the cutthroat competition among exchanges has reached the ticker symbol, and a feud has broken out over how many letters it might have on a given exchange.At least since NASDAQ debuted in the 1970s, the convention has bee ...
Indexed by:
In the Matter of Philadelphia Stock Exchange, Inc., Respondent.
06/01/2006
Indexed by:
Remarks from the Bond Market Association Annual Meeting
05/19/2006
Indexed by:
New Challenges in Regulating Financial Markets
03/24/2006
Indexed by:
Remarks Before the Securities Industry Institute
03/06/2006
Indexed by:
Cincinnati Drops Order Exposure Requirement
12/05/2003
Responding to narrowing spreads following the introduction of decimal pricing, the Cincinnati Stock Exchange eliminated its market order exposure requirement.In its approval order, the SEC said that the best execution responsibilities of designated dealers will continue to apply. This rule change, a ...
Indexed by:
Registration of National Securities Exchanges Pursuant to Section 6(g) of the Securities Exchange Act of 1934 and Proposed Rule Changes of National Securities Exchanges and Limited Purpose National Securities Associations
05/08/2001
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 202, 240 and 249 [Release No. 34-44279; File No. S7-10-01]RIN 3235-AI20Registration of National Securities Exchanges Pursuant to Section 6(g) of the Securities Exchange Act of 1934 and Proposed Rule Changes of National Securities Exchanges and Limited P ...
Indexed by:

Search Feedback
You will not receive a response from search feedback. If you need help or have a question for Customer Service, please Contact us...
Did you find what you were looking for?