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LAWS & REGULATORY ACTIONS
1934 Act
- Act
#
Title
28E
Section 28E -- Soft Dollar Safe Harbor
1
Section 1 -- Short Title
22
Section 22 -- Hearings by Commission
33
Section 33 -- Separability of Provisions
34
Section 34 -- Effective Date
4B
Section 4B -- Transfer of Functions with Respect to Assignment of Personnel to Chairman
5
Section 5 -- Transactions on Unregistered Exchanges
26
Section 26 -- Unlawful Representations
27A
Section 27A -- Special Provision Relating to Statute of Limitations on Private Causes of Action
30
Section 30 -- Foreign Securities Exchanges
36
Section 36 -- General Exemptive Authority
35A
Section 35A -- Requirements for the EDGAR system
4C
Section 4C -- Appearance and Practice Before the Commission
27
Section 27 -- Jurisdiction of Offenses and Suits
8
Section 8 -- Restrictions on Borrowing and Lending by Members, Brokers, and Dealers
18
Section 18 -- Liability for Misleading Statements
35
Section 35 -- Authorization of Appropriations
3
Section 3A -- Swap Agreements
10
Section 10 -- Manipulative and Deceptive Devices
24
Section 24 -- Public Availability of Information
4A
Section 4A -- Delegation of Functions by Commission
20A
Section 20A -- Liability to Contemporaneous Traders for Insider Trading
17B
Section 17B -- Automated Quotation Systems for Penny Stocks
2
Section 2 -- Necessity for Regulation
20
Section 20 -- Liabilities of Controlling Persons and Persons Who Aid and Abet Violations
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