Laws & Regulatory Actions
LAWS & REGULATORY ACTIONS
Investment Company Act- Proposed Rules

Release No.TitleDate
IC-29367 Mutual Fund Distribution Fees: Confirmations 08/04/2010
IC-29301 Investment Company Advertising: Target Date Funds 06/23/2010
IC-28807 Money Market Fund Reform 07/08/2009
IC-28327; IA-2751 References to Ratings of Nationally Recognized Statistical Rating Organizations 07/01/2008
IC-27539 Definition of Eligible Portfolio Company under the Investment Company Act of 1940 10/25/2006
IC-27395 Investment Company Governance 08/21/2006
IC-27395 Investment Company Governance 06/13/2006
IC-27255 Mutual Fund Redemption Fees 04/10/2006
IC-26356 Prohibition on the Use of Brokerage Commissions to Finance Distribution 05/10/2004
IC-26375A Mandatory Redemption Fees for Redeemable Fund Securities 05/10/2004
IC-26323 Investment Company Governance 03/10/2004
IC-26288 Amendments to Rules Governing Pricing of Mutual Fund Shares 12/11/2003
IC-25925, IA-2107 Compliance Programs of Investment Companies and Investment Advisers 02/05/2003
IC-25657 Customer Identification Programs for Mutual Funds 07/12/2002
IC-25557 Transactions of Investment Companies With Portfolio and Subadvisory Affiliates 04/30/2002
IC-25266 Custody of Investment Company Assets with a Securities Depository 11/15/2001
IC-25259 Investment Company Mergers 11/08/2001
IC-24890; IA-1932: Electronic Recordkeeping by Investment Companies and Investment Advisers 03/13/2001
IC-24775 Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate 11/29/2000
IC-24050 Treatment of Repurchase Agreements and Refunded Securities as an Acquisition of the Underlying Securities 09/23/1999
IC-23815 Custody of Investment Company Assets Outside the United States 04/29/1999
IC-23588 Deregistration of Certain Registered Investment Companies 12/04/1998
IC-23325, IA-1736 Temporary Exemption for Certain Investment Advisers 09/30/1998
IC-22530 Investment Company Names 05/27/1997
IC-22405 Private Investment Companies 12/18/1996
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