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- Investment Management
Date
Title
08/19/2010
Investment Company Institute Designated NRSROs
08/13/2010
Royalty Pharma
08/10/2010
Investment Company Institute
08/02/2010
General Electric Company
07/28/2010
WilmerHale, LLP
07/27/2010
Energy Income and Growth Fund and First Trust Active Dividend Income Fund
07/23/2010
ASA Limited
07/22/2010
Goldman, Sachs & Co.
07/16/2010
CME Group, Inc.
06/07/2010
Accor Services
06/07/2010
ABA Retirement Funds Program
05/05/2010
The Swiss Helvetia Fund, Inc.
04/27/2010
Claymore Advisors, LLC
04/23/2010
Tortoise Energy Infrastructure Corporation and Tortoise Energy Capital Corporation
04/02/2010
Investment Company Institute
03/05/2010
Boulder Total Return Fund, Inc.
03/05/2010
Boulder Growth and Income Fund, Inc.
02/25/2010
Fifth Street Finance Corp.
10/08/2009
T. Rowe Price Associates, Inc.
10/01/2009
Sisters of Mercy of the Americas, Inc.
09/03/2009
Emeriti Consortium for Retirement Health Solutions
08/24/2009
Dechert LLP
08/14/2009
Omgeo LLC
08/12/2009
General Electric Company
08/04/2009
Dechert LLP
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