IM formally requests deadline extension for mid-sized firms, private fund advisers rules
5/9/2011
IA Watch has learned that the Division of Investment Management has formally asked the Commission to move the deadline to next year for mid-sized firms to switch to state registration and for private fund advisers with more than $150 million in AUM to register with the SEC. A recent SEC letter hinte ...



Access to this information requires a subscription to Investment Adviser Watch. Click here to sign up for a 7-Day FREE Trial or for faster service call 888-234-7281 to sign-up.

Already a subscriber? Log in