Your compliance budget: Benchmark yours against survey results
3/8/2010
Most of your peers spend the bulk of their time monitoring for exceptions to compliance, believe their program makes their firms more competitive and their budgets average 6% of their firm's operating costs, according to a new survey that IA Watch co-sponsored.Tony Turner, owner of Financial Trackin ...



Access to this information requires a subscription to Investment Adviser Watch. Click here to sign up for a 7-Day FREE Trial or for faster service call 888-234-7281 to sign-up.

Already a subscriber? Log in