Life's all about timing: Adviser quits as SEC examiners arrive
3/8/2010
How's this for a sign that everything isn't hunky-dory: when SEC examiners showed up at an RIA, the CCO announced the firm had just deregistered?Last week the SEC formally charged Gary Headding, former owner of the now-defunct Envision Direct RIA in San Clemente, Calif., with stealing at least $274, ...



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