Case illustrates handling of client communications after a suspected fraud
The recent case against Steve Salutric, former principal of Results One ($160M in AUM) in Elmhurst, Ill., affords an opportunity to see how one RIA CCO responded to claims of missing investor assets.You may recall the SEC moved quickly last month to freeze Salutric's assets after accusations the co- ...
Access to this information requires a subscription to Investment Adviser Watch.
to sign up for a 7-Day FREE Trial or for faster service call 888-234-7281 to sign-up.
Already a subscriber? Log in