Download Brochure PDF
| Featured Speakers You will hear from more than 40 of the nation’s top regulators, legal minds and compliance officers, including: |
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| Carlo di Florio OCIE Director, SEC |
Joan McKown Partner, Jones Day |
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| John Walsh Partner, Sutherland |
Paula Hogan CCO, Hogan Financial |
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| Mark Happe CCO, MMC Securities Corp. |
Barbara Roper Director, Consumer Federation of America |
- Discover OCIE’s exam hot buttons
- Score an action plan to excel at 11 crucial CCO duties
- Take home 10 forensic tests every busy compliance officer should consider
- Go home with proven techniques to keep your P&P’s current and thorough
- Pick up tips to improve your firm’s ability to protect client privacy
- Check out innovative ways your peers are reducing their firm’s varied compliance risks
- Get cutting-edge examples for use of social media, plus advertising rules guidance
- Gain advice tailored for newly registered private equity and hedge fund advisers
- And much more!
BONUS! Register, attend and get:
- Strategies and best practices to stay on top of regulatory changes and industry demands.
- Dozens of tools-you-will-use on our ever popular Take-home Toolbox USB drive.
- Advice from your most-forward-thinking peers via our exclusive CCOs-only panels.
