NEWS & GUIDANCE
Entities are increasingly popping up whose business model is based specifically on providing “accredited investor” certification services. “The need is out there due to the JOBS Act,” says David Benway, CEO of VerInvest Corporation, whose Accredited Investor Certification Service for the alternative...
Everyone from the White House on down seems focused on enhancing the industry’s cybersecurity preparedness and practices. Last week, President Obama released an executive order calling for strengthened security of consumer data. The President cautioned that data breaches and identity crimes “continu...
Regulators are fully dialed in to high frequency and algorithmic trading as a focus area. Last week’s “first-ever” market manipulation case against a high-frequency trader (IA Watch, Oct. 17, 2014) and pronouncements by SEC Chair Mary Jo White, Enforcement Director Andrew Ceresney and Deputy Enforce...
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Speeches from key industry regulators
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