NEWS & GUIDANCE
Hedge fund advisers lured by rapid growth in the more than $300 billion alternative mutual funds market are increasingly becoming involved with the funds either as sub-advisers or by launching their own registered investment companies. Last year alone, there was $95 billion of inflows into alternati...
The SEC is 90% toward tackling its mandated Dodd-Frank rulemaking. In recent testimony before the Senate Banking Committee, Chair Mary Jo White noted that Dodd-Frank included 90 provisions requiring SEC rulemaking and more than 20 other provisions demanding studies or reports for lawmakers. ‘The SEC...
Faking research expenses, portfolio pumping and marking the close are all featured in an SEC enforcement action announced this month against a Minneapolis-based hedge fund manager, his investment advisory firm and an accomplice. Archer Advisors, owner Steven Markusen and employee Jay Cope have been ...
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