1/30/2012
Book some time to go through the new Form ADV, Part 1 of TPG Global Advisors ($54B in AUM), the newly registered private equity adviser based in Fort Worth, Texas. Its form runs more than 1,300 pages, inflated by answering new Schedule D questions about its private funds.TPG lists nearly 160 private ...
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1/30/2012
That wind you hear may be the collective sigh of relief from advisers concerned this year's rush of registration for new advisers would force special purpose vehicles (SPVs) affiliated with an adviser to file their own Form ADVs. In a new no-action letter, the SEC hands the industry what it's yearne ...
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1/30/2012
The SEC seems to be sending a lot of messages to the industry recently and the latest example involves a portfolio manager charged with failing to follow her firm's policies and procedures for valuing assets.You may recall the troubles surrounding Evergreen Investment Management Company, a now-defun ...
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