NEWS & GUIDANCE
Hedge fund advisers lured by rapid growth in the more than $300 billion alternative mutual funds market are increasingly becoming involved with the funds either as sub-advisers or by launching their own registered investment companies. Last year alone, there was $95 billion of inflows into alternati...
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The SEC is 90% toward tackling its mandated Dodd-Frank rulemaking. In recent testimony before the Senate Banking Committee, Chair Mary Jo White noted that Dodd-Frank included 90 provisions requiring SEC rulemaking and more than 20 other provisions demanding studies or reports for lawmakers. ‘The SEC...
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Faking research expenses, portfolio pumping and marking the close are all featured in an SEC enforcement action announced this month against a Minneapolis-based hedge fund manager, his investment advisory firm and an accomplice. Archer Advisors, owner Steven Markusen and employee Jay Cope have been ...
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